On March 17, 2026, the CFTC’s Market Participants Division (the Division) issued CFTC Letter No. 26-09 (the No-Action Letter) stating that it would not recommend enforcement against Phantom ...
The Securities and Exchange Commission is granting Robinhood Financial some regulatory relief in implementing Trump Accounts by lifting the typical mandate to deliver a Customer Relationship Summary ...
On May 4, 2026, the U.S. Division of Trading and Markets staff (“Staff”) issued a no-action letter (“Relief”) stating that it would not recommend enforcement action under Section 17A (b) (1) of the ...
Regulatory relief granted: The SEC will not enforce Form CRS delivery for Trump Accounts, allowing Robinhood to use tailored disclosures instead. Stock gift controversy: Officials are weighing whether ...
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