SEC Chair Atkins Wants Quality Over Quantity as Agency Enforcement Slows

If we reward the staff only for bringing enforcement actions, then we have discouraged the staff from determining not to ...

US lawmakers demand action from SEC on Justin Sun enforcement case

Three Democrats in the House of Representatives are asking US Securities and Exchange Commission (SEC) Chair Paul Atkins to ...

Zcash Foundation in the Clear: SEC Ends Years-Long Probe With No Enforcement Action

The Zcash Foundation said this week that a years-long investigation by the US Securities and Exchange Commission has ended ...

Democrats Ask SEC to Explain Lack of Enforcement on Trump-Linked Crypto Entities

Given the industry’s history of investor-harm... this turn raises troubling questions about the SEC’s priorities and ...
InvestmentNewsOpinion

Can a former advisor win a fight with the Securities and Exchange Commission?

Financial advisors and wealth management executives fear the Securities and Exchange Commission; the regulators are the ...

Zcash Foundation Says SEC Ends Investigation With No Enforcement Action

The Zcash Foundation is the latest crypto organization to say the SEC has backed off, joining the likes of Coinbase and ...
Wealth Management

Democratic Lawmakers Allege 'Pay-to-Play' In SEC Crypto Case Dismissals

Democratic lawmakers accuse SEC of dismissing crypto enforcement cases after industry donated millions to Trump campaign ...
FinanceFeeds

SEC Drops Zcash Probe, Won’t Pursue Enforcement Action

The U.S. Securities and Exchange Commission has closed its investigation into Zcash without pursuing enforcement action, according to a notice published ...
JD Supra

SEC Enforcement Actions Against Public Companies and Subsidiaries Drop by 30% in FY 2025

93% of FY 2025 actions were filed before the SEC administration change. The U.S. Securities and Exchange Commission (SEC) brought 30% fewer enforcement actions against public companies and ...
JD Supra

Fewer Cases So Far, with a Focus on Retail Investor Fraud – A Look at the First Six Months of SEC Enforcement Under the New Administration

The enforcement results for the first six months of the new administration show that while the Securities and Exchange Commission (“SEC”) has instituted substantially fewer new enforcement actions as ...