The policy shift goes against decades of SEC history blocking companies from mandating shareholder arbitration. But ...
A new SEC policy that allows companies to compel arbitration rather than litigation removes a key legal tool holding startups ...
The U.S. Securities and Exchange Commission Chairman Paul Atkins vowed to give businesses notice of technical violations ...
In 2007, the Securities and Exchange Commission (SEC of the Commission) adopted Advisers Act Rule 206(4)-8 prohibiting an investment adviser ...
SEC eyes crypto exemption as Trump opens 401(k) access while the White House advances a bill reshaping digital asset ...
SEC Chair Paul Atkins says crypto firms will receive notice of technical violations before enforcement, signaling a shift ...
A pair of enforcement actions brought by the Securities and Exchange Commission over the past few days highlights a focus on punishing and preventing unregistered municipal advisory activity, ...
PayPal offices in Timonium, Maryland. Photo: Diego M. Radzinschi/ALM The U.S. Securities and Exchange Commission concluded a multi-year investigation in February, "without enforcement action,” into ...
In the first half of August, the U.S. Securities and Exchange Commission (SEC) announced settlements with two different registered investment advisers for violations of the Investment Advisers Act of ...
The Securities and Exchange Commission (SEC) was created in 1934 after the devastating Great Depression market collapse to restore investor confidence and regulate the securities markets. Over the ...
Coinbase has initiated legal action seeking sanctions against the U.S. Securities and Exchange Commission (SEC) after ...
Cryptopolitan on MSN
Coinbase asks DOJ to block state-level crypto enforcement actions
Coinbase, a major crypto exchange, has officially asked for the US Department of Justice (DOJ) intervention against ...
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