A new SEC policy that allows companies to compel arbitration rather than litigation removes a key legal tool holding startups ...

Opinion: O'Melveny attorneys Jorge deNeve and Michele Layne review how the SEC has shifted its enforcement priorities since ...

In 2007, the Securities and Exchange Commission (SEC of the Commission) adopted Advisers Act Rule 206(4)-8 prohibiting an investment adviser ...

The U.S. Securities and Exchange Commission Chairman Paul Atkins vowed to give businesses notice of technical violations ...

SEC Chair Paul Atkins says crypto firms will receive notice of technical violations before enforcement, signaling a shift ...

The Securities and Exchange Commission will no longer block companies from going public if their governance documents include ...

The Securities and Exchange Commission (SEC) was created in 1934 after the devastating Great Depression market collapse to restore investor confidence and regulate the securities markets. Over the ...

A pair of enforcement actions brought by the Securities and Exchange Commission over the past few days highlights a focus on punishing and preventing unregistered municipal advisory activity, ...

Senior Division of Enforcement officials from the U.S. Securities and Exchange Commission (SEC or Commission) spoke with SEC alumni, private practitioners, and other professionals at the Securities ...

PayPal offices in Timonium, Maryland. Photo: Diego M. Radzinschi/ALM The U.S. Securities and Exchange Commission concluded a multi-year investigation in February, "without enforcement action,” into ...

Coinbase, a major crypto exchange, has officially asked for the US Department of Justice (DOJ) intervention against ...

The top US-based crypto exchange platform by trading volume is asking the Federal government to step in and stop Oregon from ...