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This Act regulates the organization of companies, including mutual funds, that engage primarily in investing, reinvesting, and trading in securities, and whose own securities are offered to the investing …

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The U.S. Securities and Exchange Commission (SEC) is seeking the best and brightest talent to help strengthen our workforce to better serve as the investor's advocate.

Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.

Companies conducting an offering under Rule 506 (b) can raise an unlimited amount of money and can sell securities to an unlimited number of accredited investors.

Jan 8, 2026 · The SEC, Financial Industry Regulatory Authority (FINRA), and Municipal Securities Rulemaking Board (MSRB) are holding a virtual two-day compliance outreach program for municipal …

Jan 15, 2013 · This brochure presents an overview of what you need to know about selling your restricted or controlled securities. It also describes how to have a restricted legend remove.

Search and access full text of electronic filings for Benco, LLC on SEC's EDGAR database.