Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital …

Apr 26, 2025 · The SEC is the U.S. regulator charged with setting rules concerning the issuing, marketing, and trading of securities. The SEC is also charged with protecting investors.

The SEC can bring a civil action in a U.S. District Court, or an administrative proceeding which is heard by an independent administrative law judge (ALJ). The SEC does not have criminal authority but may …

Based on its findings, Congress – in the peak year of the Depression – passed the Securities Act of 1933. The following year, it passed the Securities Exchange Act of 1934, which created the SEC. …

Jan 17, 2024 · The Securities and Exchange Commission (or SEC) is the US government agency that oversees the trading of stocks and bonds and other investment products known as securities to …

Sep 1, 2025 · The SEC, or Securities and Exchange Commission, is an independent federal regulatory agency in the United States. Established in 1934, its core mission is to protect investors and ensure …

May 6, 2025 · The SEC is an independent federal regulatory agency responsible for administering federal securities laws. It has broad regulatory authority over significant parts of the securities …

The Securities and Exchange Commission (SEC) oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair dealing, the disclosure of …

Aug 5, 2025 · The United States Securities and Exchange Commission (SEC) is the nation’s top federal agency for securities regulation and one of the most influential capital market regulators in the world. …

Aug 22, 2024 · The SEC, or Securities and Exchange Commission, is an independent government agency responsible for ensuring the integrity of the capital markets in the United States.